Friday Roundup
Harder pleads guilty, scrutiny alerts and updates, when the dust settles, visual proof, and golf. It’s all here in the Friday roundup. Harder Pleads Guilty As highlighted in this post, in January 2015...
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Friday Roundup
Scrutiny alerts and updates, survey says, and for the reading stack. It’s all here in the Friday roundup. Scrutiny Alerts and Updates Credit Suisse As highlighted in this prior post, Credit Suisse has...
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What’s Up With The Credit Suisse “Enforcement Action”?
If a tree falls in a forest and no one is around to hear it, does it make a sound? The FCPA version of this is: if a company announces an FCPA enforcement action, yet the DOJ/SEC are silent about it,...
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Next Up – A $77 Million Enforcement Action Against Credit Suisse
First, it was BNY Mellon Corp. in August 2015 for $14.8 million (see here and here for prior posts). Then, it was Qualcomm in March 2016 for $7.5 million (see here and here for prior posts). Then, it...
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Issues To Consider From The Credit Suisse Enforcement Action
This post highlighted the recent $77 million Foreign Corrupt Practices Act enforcement action against Credit Suisse concerning its internship and hiring practices involving family members of alleged...
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Former Credit Suisse Bankers Charged With FCPA And Other Offenses In...
Yesterday this criminal indictment was unsealed charging former Credit Suisse bankers Andrew Pearse, Surjan Singh, and Detelina Subeva with conspiracy to violate the FCPA’s anti-bribery and internal...
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What Does This Mean For Credit Suisse?
As highlighted here and here, in July 2018 Credit Suisse resolved a $77 million Foreign Corrupt Practices Act enforcement action concerning its internship and hiring practices involving family members...
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Credit Suisse Resolves $99 Million SEC FCPA (And Related) Enforcement Action
As highlighted here and here, in July 2018 Credit Suisse resolved a $77 million Foreign Corrupt Practices Act enforcement action focused on alleged improper hiring practices in China and the Asia...
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A Focus On The DOJ’s Enforcement Action Against Credit Suisse
Yesterday’s post highlighted the SEC’s recent $99 million Foreign Corrupt Practices Act (and related) enforcement action against Credit Suisse in connection with financing various projects in...
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SEC Commissioner Peirce On The Recent Credit Suisse Resolution …
These pages have frequency covered SEC Commissioner Hester Peirce – both in terms of her spot-on speeches or statements (see here, here, and here for example) and her tendency to object to various...
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